LEGAL

Privacy Policy Terms of Service Investment Disclaimers CFTC Disclosure Confidentiality Cookies

Effective Date: November 2025

1. INTRODUCTION

Welcome to Sovereign Edge Solutions, LLC ("Company," "we," "us," or "our"). We respect your privacy and are committed to protecting your personal data. This privacy policy explains how we collect, use, and safeguard your information when you visit our website, interact with our services, or engage in discussions regarding potential investment opportunities.

2. INFORMATION WE COLLECT

Personal Information You Provide:

• Identity Data: First name, last name, title, company affiliation
• Contact Data: Email address, telephone numbers, mailing address
• Investor Qualification Data: Accredited investor status, net worth information, investment experience (as required for securities compliance)
• Transaction Data: Investment amounts, subscription details, payment information
• Communication Data: Records of correspondence, meeting notes, inquiries

Information Automatically Collected:

• Technical Data: IP address, browser type/version, time zone, operating system
• Usage Data: Information about how you use our website and services
• Cookie Data: See our Cookie Policy section for details

3. HOW WE USE YOUR INFORMATION

Legal Basis for Processing:

• Contract Performance: To process subscriptions, manage investments, communicate regarding offerings
• Legal Obligation: To comply with securities laws, anti-money laundering requirements, and regulatory reporting
• Legitimate Interests: To improve our services, protect against fraud, maintain records
• Consent: For marketing communications where applicable

Specific Uses:

• Verify accredited investor status as required by securities regulations
• Process and manage investment subscriptions
• Provide investor communications and updates
• Respond to inquiries and provide information
• Comply with legal and regulatory requirements
• Maintain accurate books and records
• Improve our website and services

4. DATA SHARING AND DISCLOSURE

We may share your personal data with:

Service Providers:

• Legal Counsel: Lewis Rice LLC for securities and corporate matters
• Accounting/Tax: For financial reporting and tax compliance
• Technology Providers: Website hosting, CRM, and communication platforms
• Custodians: Financial institutions holding investor assets

Regulatory Disclosure:

We may disclose your data to regulatory authorities including the SEC, CFTC, or state securities regulators as required by law.

5. DATA RETENTION

We retain your personal data in accordance with legal requirements:

• Investor Records: Minimum 7 years after relationship ends (securities law requirement)
• Transaction Records: 7 years (tax and accounting requirements)
• Communication Records: 5 years from date of communication
• Website Analytics: 26 months

6. YOUR RIGHTS

Depending on your location, you may have rights including:

• Right to Access: Request a copy of your personal data
• Right to Rectification: Correct inaccurate data
• Right to Erasure: Request deletion (subject to legal retention requirements)
• Right to Restriction: Limit processing of your data

To exercise your rights, contact: [email protected]

7. CONTACT US

For privacy questions or concerns:

Sovereign Edge Solutions, LLC

12536 Triple Oaks Drive

St. Louis, MO 63128

Email: [email protected]

Phone: 314-849-6514

Effective Date: November 2025

1. ACCEPTANCE OF TERMS

These terms of use are entered into by and between you and Sovereign Edge Solutions, LLC ("Company," "we," or "us"). By accessing or using our website, you accept and agree to be bound by these Terms of Service and our Privacy Policy.

2. ELIGIBILITY

This website is offered and available to users who are 18 years of age (or the age of legal majority where you live) or older. By agreeing to these Terms of Service, you represent and warrant that you meet this eligibility requirement. Certain content and investment opportunities are available only to "accredited investors" as defined under Rule 501(a) of Regulation D promulgated under the Securities Act of 1933. If you do not meet the applicable requirements, you must not access or use the Website.

3. CHANGES TO TERMS

We may revise and update these Terms of Service from time to time in our sole discretion. All changes are effective immediately when we post them and apply to all access to and use of the Website thereafter. Your continued use of the Website following the posting of revised Terms means that you accept and agree to the changes. You are expected to check this page each time you access this Website to be aware of any changes, as they are binding on you.

4. ACCOUNT SECURITY

If you choose or are provided with a username, password, or any other piece of information as part of our security procedures, you must treat such information as confidential and must not disclose it to any other person or entity. You acknowledge that your account is personal to you and agree not to provide any other person with access to this Website or portions of it using your username, password, or other security information.

You agree to notify us immediately of any unauthorized access to or use of your username or password or any other breach of security. We have the right to disable any username, password, or other identifier at any time in our sole discretion for any or no reason, including if you have violated any provision of these Terms of Service.

5. NO OFFER OF SECURITIES

6. INTELLECTUAL PROPERTY RIGHTS

The website and its entire contents, features, and functionality (including but not limited to all information, software, text, displays, images, video, and audio) are owned by the Company, its licensors, or other providers and are protected by United States and international copyright, trademark, patent, trade secret, and other intellectual property laws.

You must NOT:

• Reproduce, distribute, modify, or create derivative works
• Use any illustrations, photographs, video or audio sequences, or graphics separately from accompanying text
• Delete or alter any copyright, trademark, or proprietary notices
• Access or use for any commercial purposes without express written consent

7. PROHIBITED USES

You agree not to use the website:

• In any way that violates any applicable federal, state, local, or international law or regulation (including laws regarding the export of data or software)
• To transmit any advertising or promotional material without our prior written consent
• To impersonate the Company, a Company employee, or any other person or entity
• To attempt to gain unauthorized access to any portion of the website
• To introduce viruses, Trojan horses, worms, or other malicious material
• To interfere with the proper working of the website
• To use any robot, spider, or automatic device to access the website for any unauthorized purpose
• To attack the website via denial-of-service or distributed denial-of-service attacks

8. RELIANCE ON INFORMATION

The information presented on or through the Website is made available solely for general information purposes. We do not warrant the accuracy, completeness, or usefulness of this information. Any reliance you place on such information is strictly at your own risk. We disclaim all liability and responsibility arising from any reliance placed on such materials by you or any other visitor to the Website.

9. DISCLAIMER OF WARRANTIES

10. LIMITATION OF LIABILITY

11. INDEMNIFICATION

You agree to defend, indemnify, and hold harmless the Company, its affiliates, licensors, and service providers from and against any claims, liabilities, damages, judgments, awards, losses, costs, expenses, or fees arising out of or relating to your violation of these Terms of Service or your use of the website.

12. GOVERNING LAW AND JURISDICTION

All matters relating to the website and these Terms of Service shall be governed by and construed in accordance with the internal laws of the State of Missouri without giving effect to any choice or conflict of law provision.

Any legal suit, action, or proceeding shall be instituted exclusively in the federal courts of the United States District Court for the Eastern District of Missouri or the courts of the State of Missouri sitting in St. Louis County. You waive any objections to jurisdiction and venue in such courts.

13. WAIVER OF JURY TRIAL

YOU IRREVOCABLY WAIVE ANY AND ALL RIGHT TO TRIAL BY JURY WITH RESPECT TO ANY LEGAL PROCEEDING ARISING OUT OF OR RELATING TO THESE TERMS OF SERVICE OR YOUR USE OF THE WEBSITE.

14. LIMITATION ON TIME TO FILE CLAIMS

ANY CAUSE OF ACTION OR CLAIM YOU MAY HAVE ARISING OUT OF OR RELATING TO THESE TERMS OF SERVICE OR THE WEBSITE MUST BE COMMENCED WITHIN ONE (1) YEAR AFTER THE CAUSE OF ACTION ACCRUES; OTHERWISE, SUCH CAUSE OF ACTION OR CLAIM IS PERMANENTLY BARRED.

15. WAIVER AND SEVERABILITY

No waiver by the Company of any term or condition set out in these Terms of Service shall be deemed a further or continuing waiver of such term or condition or a waiver of any other term or condition. Any failure of the Company to assert a right or provision under these Terms of Service shall not constitute a waiver of such right or provision.

If any provision of these Terms of Service is held by a court of competent jurisdiction to be invalid, illegal, or unenforceable, such provision shall be eliminated or limited to the minimum extent such that the remaining provisions will continue in full force and effect.

16. ENTIRE AGREEMENT

These Terms of Service, our Privacy Policy, and any applicable Subscription Agreement or Private Placement Memorandum constitute the sole and entire agreement between you and the Company regarding the Website and supersede all prior and contemporaneous understandings, agreements, representations, and warranties, both written and oral, regarding the Website.

17. CONTACT INFORMATION

Sovereign Edge Solutions, LLC

12536 Triple Oaks Drive

St. Louis, MO 63128

Email: [email protected]

Phone: 314-849-6514

IMPORTANT: PLEASE READ CAREFULLY BEFORE PROCEEDING

1. NO OFFER OF SECURITIES

2. ACCREDITED INVESTORS ONLY

Securities offerings by Sovereign Edge Solutions, LLC are available only to "accredited investors" as defined under Rule 501(a) of Regulation D, which generally includes:

• Individuals with net worth exceeding $1,000,000 (excluding primary residence)
• Individuals with annual income exceeding $200,000 individually or $300,000 jointly with spouse for the past two years with reasonable expectation of the same in the current year
• Certain institutional investors and entities meeting specified criteria

3. RISK FACTORS

Investing in Sovereign Edge Solutions, LLC involves substantial risks. The following risk factors are a summary only. Complete risk factors are contained in the Private Placement Memorandum.

General Investment Risks:

• Loss of Investment: You may lose your entire investment. There is no guarantee of returns.
• Illiquidity: Securities are not registered and cannot be freely transferred or sold.
• No Ownership Rights: Investment does not grant ownership or voting rights in the Company.
• No Diversification: All Company revenue depends on ATS products.

Business-Specific Risks:

• Limited Operating History: The Company has a limited operating history and no financial statements, performance data, or projections for evaluation.
• Unpredictable Revenue: Future revenues are unpredictable and dependent on successful development and commercialization of ATS products.
• Technology Risks: Software development involves significant technical risk, including failure to keep pace with technological developments.
• Security Risks: Proprietary software may be vulnerable to security breaches or unauthorized access.
• Regulatory Risk: Changes in governmental regulation could materially impair the Company's ability to continue operations.
• Cash Flow Risk: The Company may not have sufficient cash flow to sustain operations.
• Key Person Risk: The Company depends on the continued involvement of William P. Broaddus and key personnel.

Trading System Risks:

• Market Risk: Trading in futures, forex, and other instruments involves substantial risk of loss.
• Leverage Risk: High degree of leverage can result in losses exceeding initial investment.
• System Failure: Automated trading systems may experience technical failures or errors.
• Market Conditions: Past performance in certain market conditions may not be replicated in different conditions.

4. PAST PERFORMANCE DISCLAIMER

5. FORWARD-LOOKING STATEMENTS

This website and Company materials may contain forward-looking statements identified by terminology such as "plan," "believe," "expect," "estimate," "anticipate," "intend," "projected," "may," "will," "would," "should," or "could." Such statements involve known and unknown risks, uncertainties, and other factors which may cause actual results to be materially different from any expressed or implied.

THE COMPANY DOES NOT UNDERTAKE ANY OBLIGATION TO UPDATE FORWARD-LOOKING STATEMENTS.

6. NOT PROFESSIONAL ADVICE

Nothing on this website constitutes:

• Legal advice
• Tax advice
• Financial or investment advice
• Trading advice or recommendations
• Accounting advice

You should consult with qualified professionals including licensed attorneys, certified public accountants, registered investment advisors, and tax professionals before making any investment decisions.

7. DUE DILIGENCE REQUIREMENT

Before investing, you must:

• Carefully review the Private Placement Memorandum and all offering documents
• Understand and be willing to accept all risk factors
• Consult with your own legal, tax, and financial advisors
• Determine that the investment is suitable for your circumstances
• Verify that you meet applicable investor qualification requirements

Required Disclosure for Hypothetical and Simulated Performance

ADDITIONAL CFTC REQUIRED DISCLAIMERS

FOREX RISK WARNING

Effective Date: November 2025

1. CONFIDENTIAL INFORMATION DEFINED

"Confidential Information" includes all proprietary information, technologies, and materials related to the Company's business, including but not limited to:

• Automated Trading System (ATS) software, code, and algorithms
• Business procedures, analytical methods, and trading strategies
• Technical data, performance metrics, and system specifications
• Financial information, pricing, and strategic forecasts
• Investor information, customer data, and business relationships
• Marketing plans, presentations, and offering materials
• Any third-party information the Company is obligated to keep confidential

2. CONFIDENTIALITY OBLIGATIONS

By accessing this website or receiving any Confidential Information, you agree to:

• Maintain strict confidentiality regarding all Confidential Information
• Not disclose, sell, license, or provide access to any third party
• Implement reasonable security measures to prevent unauthorized disclosure
• Use Confidential Information only for evaluating or participating in Company offerings
• Return or destroy all materials containing Confidential Information upon request

3. MEDIA RELEASE AND RECORDING CONSENT

You understand and consent to the Company recording all meetings, discussions, training sessions, and other interactions between yourself and Company representatives through audio, video, or other recording technologies. You grant the Company the unrestricted right to use, reproduce, edit, distribute, and publish these recordings for business purposes including but not limited to:

• Training materials and educational content
• Quality assurance and system improvement
• Legal compliance and documentation
• Internal business analysis
• Marketing and promotional purposes (with prior notice)

Your participation in recorded sessions is voluntary. You may request clarification about recording practices, though declining to be recorded may limit your ability to participate in certain Company activities or discussions.

4. INTELLECTUAL PROPERTY OWNERSHIP

The Company retains sole and exclusive ownership of all Confidential Information, ATS products, software, frameworks, methodologies, and related intellectual property. No license, right, or interest is transferred except as explicitly authorized in writing.

5. LEGAL REMEDIES AND ENFORCEMENT

You acknowledge that unauthorized use or disclosure of Confidential Information would cause irreparable harm to the Company for which monetary damages would be inadequate. Therefore, you agree that the Company is entitled to seek immediate injunctive relief, specific performance, and equitable remedies without posting bond or other security.

You agree to indemnify and hold harmless the Company from any damages, losses, costs, or liabilities, including attorney fees, arising from your unauthorized use or disclosure of Confidential Information.

6. REPRESENTATIONS AND WARRANTIES

By accessing this website or receiving Confidential Information, you represent and warrant that:

• You have the legal capacity to enter into binding agreements
• Your participation does not conflict with any existing confidentiality obligations to other parties
• You have no conflicting claims to intellectual property rights inconsistent with the Company's ownership
• You have read these terms carefully, understand their legal consequences, and are entering into them voluntarily

Effective Date: November 2025

1. WHAT ARE COOKIES

Cookies are small text files placed on your device when you visit our website. They help us provide, protect, and improve our services by remembering your preferences and analyzing site usage.

2. TYPES OF COOKIES WE USE

Necessary Cookies:

Essential for website functionality including authentication, security, and session management.

Functional Cookies:

Remember your preferences and settings to enhance user experience.

Analytics Cookies:

Help us understand how visitors use our site (Google Analytics with anonymized data).

3. MANAGING COOKIES

You can control cookies through your browser settings. Blocking certain cookies may impact website functionality.

4. CONTACT

Questions about cookies: [email protected]